AML POLICY - Capital Q Ventures Inc.

Skip to content

Home
About
Portfolio
Team
Our Funds
Capital Q® Velocity
Community
Contact

Home
About
Portfolio
Team
Our Funds
Capital Q® Velocity
Community
Contact

AML Policy

CAPQ-AML Download

USA Headquarters

100 E Faith Terrace, Suite 1016
Maitland, FL 32751

FLORIDA
Tel: (407) 307-CAPQ

West Coast

101 Jefferson Drive,
Menlo Park CA 94025

CALIFORNIA
Tel: (415) 843-CAPQ

United Kingdom

1 Northumberland Avenue, Trafalgar Square,
London, WC2N 5BW

ENGLAND
Tel: +44 20 3994-CAPQ

Brazil

R. Bernardo Guimarães, 1033 P/2 Funcionarios
Belo Horizonte, MG 30.140-084

BRAZIL
Tel: +55 (31) 3181-1550

Email Us

admin@capitalqventures.com

Work Hours

09:00 AM - 5:00 PM

Careers

Life at Capital Q®
Corporate Responsibility
Career

Legal

Privacy Policy
Terms of Use
Code of Conduct
Disclaimer
Governance
Mission Statement
AML Policy

Submit your Deck to us!

We’re looking for companies that have conviction they will be worth $1 billion or more. If this is you, fill out the Founders Form. We would like to hear from you.

SEND US YOUR PITCH

Envelope Twitter Linkedin Youtube

Security

FINRA

Member

AN INVESTMENT IN TRI-PARTY VENTURE FUNDS®, FULL-STACK VENTURE CAPITAL FUNDS® AND BUSINESS DEVELOPMENT COMPANIES(“BDCS”), OR ANY OTHER FUNDS SPONSORED BY CAPITAL Q VENTURES INC. OR MANAGED BY ITS SUBSIDIARY CAPITAL Q MANAGEMENT LLC (“CAPQ”) INVOLVES A HIGH DEGREE OF RISK AND MAY BE CONSIDERED SPECULATIVE. INVESTORS ARE ADVISED TO CONSIDER THEIR INVESTMENT OBJECTIVES, RISKS, CHARGES, AND EXPENSES OF THE APPLICABLE FUNDS CAREFULLY BEFORE INVESTING. FOR FUNDS OFFERING SHARES AND/OR LIMITED PARTNERSHIP UNITS TO NEW AND EXISTING INVESTORS, THE APPLICABLE FUND’S PROSPECTUS CONTAINS THIS AND OTHER INFORMATION. INVESTORS MAY OBTAIN A COPY OF THE APPLICABLE FUND’S PROSPECTUS DIGITALLY FREE OF CHARGE AT THE INVESTMENT SECTION OF THIS WEBSITE, OR THE APPLICABLE FUND’S INVESTOR PORTAL OR BY CONTACTING CAPITAL Q VENTURES INC. AT 100 EAST FAITH TERRACE SUITE 1016 MAITLAND, FL 32751 OR BY PHONE AT 407-307-CAPQ (2277).

POTENTIAL INVESTORS SHOULD READ AND CAREFULLY CONSIDER ALL INFORMATION FOUND IN THE APPLICABLE FUNDS’ PROSPECTUS INCLUDING ANY ATTACHMENTS, SUPPLEMENTAL, OR ADDENDUMS BEFORE INVESTING. THIS IS NEITHER AN OFFER TO SELL NOR A SOLICITATION OF AN OFFER TO BUY ANY SECURITIES DESCRIBED HEREIN. AN OFFERING IS MADE ONLY BY A PROSPECTUS, WHICH MUST BE MADE AVAILABLE TO YOU IN CONNECTION WITH ANY OFFER. NO OFFERING IS MADE TO NEW YORK INVESTORS EXCEPT BY A PROSPECTUS FILED WITH THE DEPARTMENT OF LAW OF THE STATE OF NEW YORK. INDIVIDUAL AND INSTITUTIONAL INVESTORS AND ENDOWMENTS MAY HAVE DIFFERENT INVESTMENT HORIZONS, LIQUIDITY NEEDS, AND RISK TOLERANCES. IN ADDITION, FEES MAY BE INCURRED BY AN INVESTOR IN ANY OF THE FUNDS SPONSORED BY CAPQ, WHICH MAY BE DIFFERENT THAN FEES INCURRED BY AN INVESTOR INVESTING IN SIMILAR ASSETS AS THOSE IN WHICH THE FUNDS INVEST.

CAPITAL Q VENTURES INC. AND CAPITAL Q MANAGEMENT LLC (CRD # 305337/SEC#:801-135011 ) IS A REGISTERED INVESTMENT ADVISOR (RIA). UNDER THE INVESTMENT ADVISOR ACT OF 1940, AND INVESTMENT ADVISOR IS ANY PERSON OF FIRM THAT PROVIDES ADVICE, MAKES RECOMMENDATIONS, ISSUES REPORTS, OR FURNISHES ANALYSES ON SECURITIES FOR COMPENSATION. CAPITAL Q MANAGEMENT LLC CONDUCTS ITS RIA BUSINESS EXCLUSIVELY THROUGH POOLED INVESTMENT VEHICLES ORGANIZED BY THEIR SPONSOR CAPITAL Q VENTURES INC., CURRENTLY CAPQ BDC INC. A FLORIDA REGULATED INVESTMENT COMPANY IS BEING REORGANIZED AS CAPQ BDC, A DELAWARE STATUTORY TRUST WHICH IS ORGANIZED AS REGULATED INVESTMENT COMPANY AND BUSINESS DEVELOPMENT COMPANY. MEDICAL INVESTMENT SOLUTIONS LLLP A FLORIDA LIMITED LIABILITY LIMITED PARTNERSHIP. CAPITAL Q MANAGEMENT LLC DOES NOT DIRECTLY MANAGE INVESTMENTS FOR INDIVIDUAL INVESTOR ACCOUNTS.

NO SECURITIES ARE OFFERED WITHIN THIS WEBSITE AND WHEN OFFERED SEPARATELY ARE EXCLUSIVELY BY OFFERING MEMORANDUM, WHICH FROM TIME TO TIME MAY BE OFFERED THROUGH INDEPENDENT FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) REGISTERED INVESTMENT ADVISORS OR BROKER / DEALERS WHO ARE MEMBERS OF FINRA AND THE SECURITIES INVESTOR PROTECTION CORPORATION (SIPC) OR BY YOUR FINRA BROKER-DEALERS AND REGISTERED INVESTMENT ADVISOR (RIA) (AS MAY BE THE CASE) OR THROUGH VARIOUS FINRA DEALER MANAGER, WHOLESALERS AND BROKER-DEALERS WHO HAVE SIGNED SOLICITING BROKER AGREEMENTS. THIS SITE SHALL NOT BE INTERPRETED TO BE AN INVESTMENT PORTAL, CROWDFUNDING PORTAL, OR SIMILAR SUCH ENTITY. THIS SITE OCCASIONALLY USES TERMINOLOGY THAT MAY BE INTERPRETED TO SUGGEST THAT OUR FIRM IS A FINRA BROKER/DEALER, WHICH IS NOT THE CASE.

© 2019 CAPITAL Q^®IS A REGISTERED TRADEMARK OF CAPITAL Q VENTURES INC. ALL RIGHTS RESERVED.
TRI-PARTY VENTURE FUND^® AND FULL-STACK VENTURE CAPITAL FUND^® ARE REGISTERED TRADEMARKS OF CAPITAL Q VENTURES INC.

Scroll to Top